Section: 26-B160

EXAMINATION/QUALIFICATION REQUIREMENTS

Most recent version of the final adopted rule codified in the D.C. Municipal Regulations (DCMR)


Effective Date : 1/1/2010 12:00:00 AM

Authority : Section 705 of the Securities Act of 2000, effective October 26, 2000 (D.C. Law 13-203; 47 DCR 7837).

Source : Final Rulemaking published at 40 DCR 6732 (September 24, 1993); as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 4106 (May 11, 2001); as amended by Final Rulemaking published at 57 DCR 126 (January 1, 2010).

Editor's Note : Moved from 17 DCMR Chapter 18 via Final Rulemaking published at 57 DCR 126 (January 1, 2010).

Rulemaking notices were published in the D.C. Register(DCR) and Adopted Rules were codified into the D.C. Municipal Regulations (DCMR)

  Notice ID Register Category Heading Notice/
Adopted Section 		Register Issue/
Effective Date
N142741 Final Rulemaking Insurance, Securities and Banking, Department of - Notice of Final Rulemaking - Amending 26-B DCMR Ch. 1 – Broker-Dealer Licensing Examination Qualifications View Text 10/24/2025
Vol 72/43
N141096 Proposed Rulemaking Insurance, Securities and Banking, Department of – Notice of Second Proposed Rulemaking - Amending 26-B DCMR Ch. 1 – Broker-Dealer Licensing Examination Qualifications View Text 5/23/2025
Vol 72/21
R0014933 Adopted Rule EXAMINATION/QUALIFICATION REQUIREMENTS View Text Effective:
1/1/2010
R0025314 Adopted Rule EXAMINATION/QUALIFICATION REQUIREMENTS View Text Effective:
1/1/1900
Other rules using the same rule number