Section: 26-B130

FEES (Rename History)

Most recent version of the final adopted rule codified in the D.C. Municipal Regulations (DCMR)


Effective Date : 12/6/2013 12:00:00 AM

Authority : Sections 101 through 104 of the DISB Fingerprint-Based Background Check Authorization Act of 2012, effective June 20, 2012 (D.C. Law 19-143; DC Official Code §§ 31-631–634 (2012 Repl.)); Section 203 of the Securities Act of 2000, effective October 26, 2000 (D.C. Law 13-203, D.C. Official Code § 31-5602.03(e) (2012 Repl.)); and Title I of the District of Columbia Administrative Procedure Act, effective October 1, 1968 (82 Stat. 1204; D.C. Official Code § 2-501, et seq.(2012 Repl.)).

Source : Final Rulemaking published at 40 DCR 6732 (September 24, 1993); as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 4106 (May 11, 2001); as amended by Final Rulemaking published at 60 DCR 16653 (December 6, 2013).

Editor's Note :

Rulemaking notices were published in the D.C. Register(DCR) and Adopted Rules were codified into the D.C. Municipal Regulations (DCMR)

  Notice ID Register Category Heading Notice/
Adopted Section 		Register Issue/
Effective Date
N0045565 Final Rulemaking Final Rulemaking amending the fingerprint requirement, procedures, and fee rules for agents, broker-dealers, investment advisers and investment adviser representatives View Text 12/6/2013
Vol 60/52
N0044326 Proposed Rulemaking Proposed Rulemaking to amend Title 26B Broker-Dealers, Agents, Investment Advisers, and Investment Adviser Representatives View Text 9/20/2013
Vol 60/40
R0014501 Adopted Rule FEES View Text Effective:
12/6/2013
R0025284 Adopted Rule FEES View Text Effective:
1/1/1900
Other rules using the same rule number